WEST VIRGINIA CODE
WVC 46 A- 6 F- 203
§46A-6F-203. Inapplicability of article to licensed associated
person of a securities, commodities, or investment
broker, dealer, or investment adviser.
The provisions of this article do not apply to any licensed
associated person of a securities, commodities, or investment
broker, dealer, or investment adviser, when soliciting within the
scope of his license. As used in this section, "licensed
associated person of a securities, commodities, or investment
broker, dealer, or investment adviser" means any associated person
registered or licensed by the national association of securities
dealers or other self-regulatory organization as defined by the
Securities Exchange Act of 1934 (15 U.S.C. §781) or by an official
or agency of this state or of any state of the United States.
Note: WV Code updated with legislation passed through the 2012 1st Special Session