WVC 32 - 4 - 403
§32-4-403. Filing of sales and advertising literature.
Any prospectus, pamphlet, circular, form letter,
advertisement or any other sales literature or advertising
communication addressed or intended for distribution to
prospective investors, including clients or prospective clients
of an investment adviser, shall be filed with the commissioner
before it is used, disseminated or distributed unless the
security or transaction is exempted by section 402.
Note: WV Code updated with legislation passed through the 2015 Regular Session
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